-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, ejXSjp+KEsFiXHAKVtJ+ZcR/g5l6ELi2bf4VvfFi1f2V6cNH30SM70V5YZewlth6 Yla5MYQ8HWPQABRfFlcljw== 0000950130-94-000897.txt : 19940621 0000950130-94-000897.hdr.sgml : 19940621 ACCESSION NUMBER: 0000950130-94-000897 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940620 GROUP MEMBERS: GOLDMAN SACHS GROUP LP GROUP MEMBERS: GOLDMAN, SACHS & CO. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALTON INC CENTRAL INDEX KEY: 0000717216 STANDARD INDUSTRIAL CLASSIFICATION: 1531 IRS NUMBER: 222433361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35449 FILM NUMBER: 94534970 BUSINESS ADDRESS: STREET 1: 500 CRAIG RD CITY: MANALAPAN STATE: NJ ZIP: 07726 BUSINESS PHONE: 9087801800 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: 0000 IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 SC 13D/A 1 AMENDMENT #2 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) CALTON, INC. ---------------- (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 131380206 --------------------------------------- (CUSIP Number) Patricia A. Maher, Esq. Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 (212) 902-0940 -------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) May 13, 1994 ------------------------------------------------------- (Date of Event which requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box: ----- Check the following box if a fee is being paid with this statement: ---- page 1 of 6 pages - ------------------------- CUSIP NO. 131380206 - ---------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Goldman Sachs Group, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) ----- (b) ----- - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds WC - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ---- / / ----- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- Owned By --------------------------------------------- Each 8 Shared Voting Power Reporting Person With 2,082,600 --------------------------------------------- 9 Sole Dispositive Power -0- --------------------------------------------- 10 Shared Dispositive Power 2,082,600 --------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,082,600 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares ------ / / ------- - -------------------------------------------------------------------------------- 13. Percent of Class Representing by Amount in Row (11) 8.9% - -------------------------------------------------------------------------------- 14. Type of Reporting Person HC-PN - -------------------------------------------------------------------------------- page 2 of 6 pages - ------------------------- CUSIP NO. 131380206 - ---------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Goldman, Sachs & Co. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) ----- (b) ----- - ------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds WC - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ___ / X / ---- - ------------------------------------------------------------------------------- 6. Citizenship or place of Organization New York - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- Owned By --------------------------------------------- Each 8 Shared Voting Power Reporting Person With 2,082,600 --------------------------------------------- 9 Sole Dispositive Power -0- --------------------------------------------- 10 Shared Dispositive Power 2,082,600 --------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 2,082,600 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares ------ / / ------ - -------------------------------------------------------------------------------- 13. Percent of Class Representing by Amount in Row (11) 8.9% - -------------------------------------------------------------------------------- 14. Type of Reporting Person BD-PN - ------------------------------------------------------------------------------- page 3 of 6 pages Item 5. Interest in Securities of the Issuer. ------------------------------------- (a) The Goldman Sachs Group, L.P. and Goldman, Sachs & Co. may be deemed to have decreased their beneficial ownership of common stock, to 2,082,600 shares (8.9%), as a result of the expiration of 366,210 warrants on 5/13/94. (b) Each Filing Person shares the power to vote or direct the vote and to dispose or to direct the disposition of shares of common stock beneficially owned by such Filing Person as indicated in pages 2 and 3 above. (c) Not applicable. (d) Not applicable. (e) Not applicable. page 4 of 6 pages SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. GOLDMAN, SACHS & CO. By: /s/ Daniel J. Sullivan, Jr. -------------------------------------- Name: Daniel J. Sullivan, Jr. Title: General Partner Dated: June 20, 1994 page 5 of 6 pages SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. THE GOLDMAN SACHS GROUP, L.P. By: /s/ Daniel J. Sullivan, Jr. ------------------------------------- Name: Daniel J. Sullivan, Jr. Title: General Partner Dated: June 20, 1994 page 6 of 6 pages -----END PRIVACY-ENHANCED MESSAGE-----